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Security Dealers of North America

MMD offers the following resources:

Security Dealers of North America


(published by Standard & Poor's)

Standard & Poor's Security Dealers of North America is today's most comprehensive guide to brokerage and investment banking firms in the U.S. and Canada. The directory contains all the facts you need for conveniently locating firms and facilitating transactions. Published twice a year in the spring and fall.

Standard & Poor’s Security Dealers of North America Provides:

  • Main/branch office contacts
  • Number of Registered Reps; number of customer accounts; customer assets
  • Personal e-mail addresses
  • Compliance contacts
  • Firms that list clear thru info (i.e. clear thru First Clearing Corp)
  • Business line description
  • Separately Managed Accounts reference in Business Description
  • Separately Managed Accounts contacts
  • Managed Accounts platform used

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